专题:稀土资源可持续发展战略

稀土产业链关键产品贸易网络演变及启示

  • 汤林彬 ,
  • 汪鹏 ,
  • 马梓洁 ,
  • 陈伟强
展开
  • 1. 中国科学院城市环境研究所, 中国科学院城市环境与健康重点实验室, 厦门 361021;
    2. 中国科学院大学, 北京 100049;
    3. 中国科学院赣江创新研究院, 赣江 341000
汤林彬,博士研究生,研究方向为关键金属物质流及全球贸易网络,电子信箱:linbintang@iue.ac.cn

收稿日期: 2021-05-15

  修回日期: 2022-01-31

  网络出版日期: 2022-06-10

基金资助

国家自然科学基金国际(地区)合作与交流项目(71961147003);国家自然科学基金项目(71904182)

Evolution of the global trade networks of critical rare earth products and its implications

  • TANG Linbin ,
  • WANG Peng ,
  • MA Zijie ,
  • CHEN Weiqiang
Expand
  • 1. Key Lab of Urban Environment and Health, Institute of Urban Environment, Chinese Academy of Sciences, Xiamen 361021, China;
    2. University of Chinese Academy of Sciences, Beijing 100049, China;
    3. Ganjiang Innovation Academy, Chinese Academy of Sciences, Ganzhou 341000, China

Received date: 2021-05-15

  Revised date: 2022-01-31

  Online published: 2022-06-10

摘要

通过构建2000、2010、2017年稀土资源型产品、功能材料和最终产品的国际贸易网络,解析了稀土产业链关键产品的全球贸易流动特征和主要国家/地区之间的贸易关系,发现稀土关键产品的贸易网络结构趋向复杂化,而各国的贸易关系、地位及其分工呈现异质性,体现在:(1)网络中存在少数关键国家掌握了绝大多数的贸易关系和贸易量,关键国家的贸易变动可能导致全球性的稀土供应中断;(2)中国、美国和日本等太平洋沿岸国家在稀土资源型产品和功能材料贸易网络中占据主导地位,而丹麦和德国等欧洲国家则始终是最终产品贸易网络的核心国家;(3)以中国为代表的发展中国家仍处于全球稀土产业链的中低端,扮演着资源提供者和中间产品生产基地的角色。因此,建议采取如下措施提升中国在全球稀土产业链中的地位:(1)放宽稀土原材料的进口政策,充分利用国际国内多种来源的稀土矿产资源;(2)提高稀土低端功能材料的出口关税及企业出口资质门槛,引导企业开发和生产中高端功能材料;(3)通过财政补贴和出口退税等方式鼓励制造企业研发高技术产品,提高出口产品的附加值和高技术含量。

本文引用格式

汤林彬 , 汪鹏 , 马梓洁 , 陈伟强 . 稀土产业链关键产品贸易网络演变及启示[J]. 科技导报, 2022 , 40(8) : 40 -49 . DOI: 10.3981/j.issn.1000-7857.2022.08.004

Abstract

With the increased exchange of the rare earth products among various countries, an international rare earth trade network is formed, reshaping the division of the global rare earth supply chain and the geopolitical pattern. By constructing a trade network for the global rare earth resource-based products, functional materials, and final products trade network in 2000, 2010, and 2017, the global trade flow characteristics of the rare earth resources and the trade relations between major countries or regions are comprehensively shown. It is shown that the rare earth network structure is rather complicated, with heterogeneous trade relations, status, and divisions of countries. The main findings are as follows:(1) The majority of trade relationships and trade amounts are highly concentrated in some critical countries, the supply of the whole trade network would fail, once the critical countries are in trouble; (2) China, the United States, Japan, and other Pacific Rim countries occupy a dominant position in the trade network of the rare earth resource-based products and functional materials; However, Denmark, Germany, and other European countries always occupy a dominant position in the trade network of the final products; (3) The developing countries (e.g., China) only occupy the dominant position in the trade network for the front and middle end products in the rare earths supply chain and play the role of the resource supplier and the intermediate product production factory. Therefore, it is suggested that China should take the following actions:(1) relax the restrictions of the rare earth raw materials import policy and diversify the sources of the rare earth raw materials; (2) increase the export tariff of the low-end functional rare earth materials; (3) encourage the rare earth enterprises to produce and develop the final high-tech and high value-added products.

参考文献

[1] 朱明刚,孙旭,刘荣辉,等.稀土功能材料2035发展战略研究[J].中国工程科学, 2020, 22(5):37-43.
[2] 朱学红,彭婷,谌金宇.战略性关键金属贸易网络特征及其对产业结构升级的影响[J].资源科学, 2020, 42(8):1489-1503.
[3] 何则,杨宇,刘毅,等.世界能源贸易网络的演化特征与能源竞合关系[J].地理科学进展, 2019, 38(10):1621-1632.
[4] Gambogi J.Rare earths[J].Mining Engineering, 2013, 69(7):128-129.
[5] 经济观察报.稀土新局:从卖"土"到卖"制造"[EB/OL] (2021-03-13)[2021-12-20].http://www.eeo.com.cn/2021/0313/477729.shtml.
[6] 宋文飞,李国平,韩先锋.稀土定价权缺失、理论机理及制度解释[J].中国工业经济, 2011(10):46-55.
[7] Wang X B, Ge J P, Wei W D, et al.Spatial dynamics of the communities and the role of major countries in the international rare earths trade:A complex network analysis[J].PLoS One, 2016, 11(5):e0154575.
[8] Wang X B, Wei W D, Ge J P, et al.Embodied rare earths flow between industrial sectors in China:A complex network approach[J].Resources, Conservation and Recycling, 2017, 125:363-374.
[9] Ge J P, Wang X B, Guan Q, et al.World rare earths trade network:Patterns, relations and role characteristics[J].Resources Policy, 2016, 50:119-130.
[10] He C Y, Lei Y L, Ge J P.Assessment of trading partners for China's rare earth exports using a decision analytic approach[J].PLoS One, 2014, 9(7):102870.
[11] Hou W Y, Liu H F, Wang H, et al.Structure and patterns of the international rare earths trade:A complex network analysis[J].Resources Policy, 2018, 55:133-142.
[12] Wang X B, Yao M T, Li J S, et al.Global embodied rare earths flows and the outflow paths of China's embodied rare earths:Combining multi-regional input-output analysis with the complex network approach[J].Journal of Cleaner Production, 2019, 216:435-445.
[13] Law Y H.Politics could upend global trade in rare earth elements[J].Science, 2019, 364(6436):11-115.
[14] Wübbeke J.Rare earth elements in China:Policies and narratives of reinventing an industry[J].Resources Policy, 2013, 38(3):384-394.
[15] Vandeveer S D.Rare earth politics across time, space, and scale[J].Global Environmental Politics, 2019, 19(3):133-138.
[16] Sprecher B, Daigo I, Murakami S, et al.Framework for resilience in material supply chains, with a case study from the 2010 rare earth crisis[J].Environmental Science and Technology, 2015, 49(11):6740-6750.
[17] Mancheri N A, Sprecher B, Bailey G, et al.Effect of Chinese policies on rare earth supply chain resilience[J].Resources, Conservation and Recycling, 2019, 142:101-112.
[18] Sprecher B, Daigo I, Spekkink W, et al.Novel indicators for the quantification of resilience in critical material supply chains, with a 2010 rare earth crisis case study[J].Environmental Science and Technology, 2017, 51(7):3860-3870.
[19] Habib K, Hamelin L, Wenzel H.A dynamic perspective of the geopolitical supply risk of metals[J].Journal of Cleaner Production, 2016, 133:850-858.
[20] Shen Y, MoomY R, Eggert R G.China's public policies toward rare earths, 1975-2018[J].Mineral Economics, 2020, 33(1/2):127-151.
[21] Brown M, EggerT R.Simulating producer responses to selected chinese rare earth policies[J].Resources Policy, 2018, 55:31-48.
[22] 高丽,熊英,吴磊,等.我国稀土国际贸易定价权缺失根源研究:文献综述[J].资源与产业, 2017, 19(5):100-105.
[23] 李振民,林东鲁,张安文.稀土交易定价问题研究进展[J].稀土, 2016, 37(1):145-150.
[24] 朱学红,张宏伟,李心媛.中国稀土国际市场势力测度及政策有效性研究[J].国际贸易问题, 2018(1):32-44.
[25] 王正明,余为琴.中国稀土出口的贸易流向及国际市场势力分析[J].价格月刊, 2013(9):37-39.
[26] 王昶,阳香莲,宋慧玲,等.基于中西方稀土战略调整演化路径的中国稀土政策研究[J].矿产保护与利用, 2018(1):1-11.
[27] 周美静,邵留国,杨丹辉,等.中国稀土政策演进逻辑与优化调整方向[J].资源科学, 2020, 42(8):1527-1539.
[28] 高风平,张璞,刘大成,等.国际稀土市场新格局与中国稀土产业战略选择[J].国际贸易问题, 2019(7):6381.
[29] 魏龙,潘安.制度水平、出口潜力与稀土贸易摩擦——基于贸易引力模型的实证分析[J].国际贸易, 2014(10):6180.
[30] 高永娟.中美稀土贸易视角下中国稀土出口问题探究[J].中国外资, 2012(22):20-25.
[31] 刘立刚,孙晓优,张彦灵.基于引力模型的中美稀土行业产业内贸易及影响因素研究[J].江西理工大学学报, 1981, 53(9):1689-1699.
[32] Newman M E J.The structure and function of complex networks[J].SIAM Review, 2003, 45(2):167-256.
[33] Newman M E J.Networks an introduction[M].Oxford:Oxford University Press, 2010.
[34] 孙梅,高翠侠,韩敦,等.能源供需系统分析——基于复杂网络新视角[M].北京:科学出版社, 2017.
[35] Newman M E J.Modularity and community structure in networks[J].Proceedings of the National Academy of Sciences of the United States of America, 2006, 103(23):8577-8582.
文章导航

/